section ‹Misc results about polynomials›
theory RRI_Misc imports
"HOL-Computational_Algebra.Computational_Algebra"
"Budan_Fourier.BF_Misc"
"Polynomial_Interpolation.Ring_Hom_Poly"
begin
subsection ‹Misc›
declare pcompose_pCons[simp del]
lemma Setcompr_subset: "∧f P S. {f x | x. P x} ⊆ S = (∀ x. P x ⟶ f x ∈ S)"
by blast
lemma map_cong':
assumes "xs = map h ys" and "∧y. y ∈ set ys ==> f (h y) = g y"
shows "map f xs = map g ys"
using assms map_replicate_trivial by simp
lemma nth_default_replicate_eq:
"nth_default dflt (replicate n x) i = (if i < n then x else dflt)"
by (auto simp: nth_default_def)
lemma square_bounded_less:
fixes a b::"'a :: linordered_ring_strict"
shows "-a < b ∧ b < a ==> b*b < a*a"
by (metis (no_types, lifting) leD leI minus_less_iff minus_mult_minus mult_strict_mono'
neg_less_eq_nonneg neg_less_pos verit_minus_simplify(4) zero_le_mult_iff zero_le_square)
lemma square_bounded_le:
fixes a b::"'a :: linordered_ring_strict"
shows "-a ≤ b ∧ b ≤ a ==> b*b ≤ a*a"
by (metis le_less minus_mult_minus square_bounded_less)
context vector_space
begin
lemma card_le_dim_spanning:
assumes BV: "B ⊆ V"
and VB: "V ⊆ span B"
and fB: "finite B"
and dVB: "dim V ≥ card B"
shows "independent B"
proof -
{
fix a
assume a: "a ∈ B" "a ∈ span (B - {a})"
from a fB have c0: "card B ≠ 0"
by auto
from a fB have cb: "card (B - {a}) = card B - 1"
by auto
{
fix x
assume x: "x ∈ V"
from a have eq: "insert a (B - {a}) = B"
by blast
from x VB have x': "x ∈ span B"
by blast
from span_trans[OF a(2), unfolded eq, OF x']
have "x ∈ span (B - {a})" .
}
then have th1: "V ⊆ span (B - {a})"
by blast
have th2: "finite (B - {a})"
using fB by auto
from dim_le_card[OF th1 th2]
have c: "dim V ≤ card (B - {a})" .
from c c0 dVB cb have False by simp
}
then show ?thesis
unfolding dependent_def by blast
qed
end
subsection ‹Misc results about polynomials›
lemma smult_power: "smult (x^n) (p^n) = smult x p ^ n"
apply (induction n)
subgoal by fastforce
by (metis smult_power)
lemma reflect_poly_monom: "reflect_poly (monom n i) = monom n 0"
apply (induction i)
by (auto simp: coeffs_eq_iff coeffs_monom coeffs_reflect_poly)
lemma poly_eq_by_eval:
fixes P Q :: "'a::{comm_ring_1,ring_no_zero_divisors,ring_char_0} poly"
assumes h: "∧x. poly P x = poly Q x" shows "P = Q"
proof -
have "poly P = poly Q" using h by fast
thus ?thesis by (auto simp: poly_eq_poly_eq_iff)
qed
lemma poly_binomial:
"[:(1::'a::comm_ring_1), 1:]^n = (∑k≤n. monom (of_nat (n choose k)) k)"
proof -
have "[:(1::'a::comm_ring_1), 1:]^n = (monom 1 1 + 1)^n"
by (metis (no_types, lifting) add.left_neutral add.right_neutral add_pCons
monom_altdef pCons_one power_one_right smult_1_left)
also have "... = (∑k≤n. of_nat (n choose k) * monom 1 1 ^ k)"
apply (subst binomial_ring)
by force
also have "... = (∑k≤n. monom (of_nat (n choose k)) k)"
by (auto simp: monom_altdef of_nat_poly)
finally show ?thesis .
qed
lemma degree_0_iff: "degree P = 0 ⟷ (∃a. P = [:a:])"
by (meson degree_eq_zeroE degree_pCons_0)
interpretation poly_vs: vector_space smult
by (simp add: vector_space_def smult_add_right smult_add_left)
lemma degree_subspace: "poly_vs.subspace {x. degree x ≤ n}"
by (auto simp: poly_vs.subspace_def degree_add_le)
lemma monom_span:
"poly_vs.span {monom 1 x | x. x ≤ p} = {(x::'a::field poly). degree x ≤ p}"
(is "?L = ?R")
proof
show "?L ⊆ ?R"
proof
fix x assume "x ∈ ?L"
moreover have hfin: "finite {P. ∃x ∈ {..p}. P = monom 1 x}"
by auto
ultimately have
"x ∈ range (λu. ∑v∈{monom 1 x | x. x ∈ {..p}}. smult (u v) v)"
by (simp add: poly_vs.span_finite)
hence "∃ u. x = (∑v∈{monom 1 x | x. x ∈ {..p}}. smult (u v) v)"
by (auto simp: image_iff)
then obtain u
where p': "x = (∑v∈{monom 1 x | x. x ∈ {..p}}. smult (u v) v)"
by blast
have "∧v. v ∈ {monom 1 x | x. x ∈ {..p}} ==> degree (smult (u v) v) ≤ p"
by (auto simp add: degree_monom_eq)
hence "degree x ≤ p" using hfin
apply (subst p')
apply (rule degree_sum_le)
by auto
thus "x ∈ {x. degree x ≤ p}" by force
qed
next
show "?R ⊆ ?L"
proof
fix x assume "x ∈ ?R"
hence "degree x ≤ p" by force
hence "x = (∑i≤p. monom (coeff x i) i)"
by (simp add: poly_as_sum_of_monoms')
also have
"... = (∑i≤p. smult (coeff x (degree (monom (1::'a) i))) (monom 1 i))"
by (auto simp add: smult_monom degree_monom_eq)
also have
"... = (∑v∈{monom 1 x | x. x ∈ {..p}}. smult ((λv. coeff x (degree v)) v) v)"
proof (rule sum.reindex_cong)
show "inj_on degree {monom (1::'a) x |x. x ∈ {..p}}"
proof
fix x
assume "x ∈ {monom (1::'a) x |x. x ∈ {..p}}"
hence "∃ a. x = monom 1 a" by blast
then obtain a where hx: "x = monom 1 a" by blast
fix y
assume "y ∈ {monom (1::'a) x |x. x ∈ {..p}}"
hence "∃ b. y = monom 1 b" by blast
then obtain b where hy: "y = monom 1 b" by blast
assume "degree x = degree y"
thus "x = y" using hx hy by (simp add: degree_monom_eq)
qed
show "{..p} = degree ` {monom (1::'a) x |x. x ∈ {..p}}"
proof
show "{..p} ⊆ degree ` {monom (1::'a) x |x. x ∈ {..p}}"
proof
fix x assume "x ∈ {..p}"
hence "monom (1::'a) x ∈ {monom 1 x |x. x ∈ {..p}}" by force
moreover have "degree (monom (1::'a) x) = x"
by (simp add: degree_monom_eq)
ultimately show "x ∈ degree ` {monom (1::'a) x |x. x ∈ {..p}}" by auto
qed
show "degree ` {monom (1::'a) x |x. x ∈ {..p}} ⊆ {..p}"
by (auto simp add: degree_monom_eq)
qed
next
fix y assume "y ∈ {monom (1::'a) x |x. x ∈ {..p}}"
hence "∃z ∈ {..p}. y = monom (1::'a) z" by blast
then obtain z where "y = monom (1::'a) z" by blast
thus
"smult (coeff x (degree (monom (1::'a) (degree y)))) (monom (1::'a) (degree y)) =
smult (coeff x (degree y)) y"
by (simp add: smult_monom degree_monom_eq)
qed
finally have "x = (∑v∈{monom 1 x | x. x ∈ {..p}}.
smult ((λv. coeff x (degree v)) v) v)" .
thus "x ∈ ?L" by (auto simp add: poly_vs.span_finite)
qed
qed
lemma monom_independent:
"poly_vs.independent {monom (1::'a::field) x | x. x ≤ p}"
proof (rule poly_vs.independent_if_scalars_zero)
fix f::"'a poly → 'a"
assume h: "(∑x∈{monom 1 x |x. x ≤ p}. smult (f x) x) = 0"
have h': "(∑i≤p. monom (f (monom (1::'a) i)) i) =
(∑x∈{monom (1::'a) x |x. x ≤ p}. smult (f x) x)"
proof (rule sum.reindex_cong)
show "inj_on degree {monom (1::'a) x |x. x ≤ p}"
by (smt (verit) degree_monom_eq inj_on_def mem_Collect_eq zero_neq_one)
show "{..p} = degree ` {monom (1::'a) x |x. x ≤ p}"
proof
show "{..p} ⊆ degree ` {monom (1::'a) x |x. x ≤ p}"
proof
fix x assume "x ∈ {..p}"
then have "x = degree (monom (1::'a) x) ∧ x ≤ p"
by (auto simp: degree_monom_eq)
thus "x ∈ degree ` {monom (1::'a) x |x. x ≤ p}"
by blast
qed
show "degree ` {monom (1::'a) x |x. x ≤ p} ⊆ {..p}"
by (force simp: degree_monom_eq)
qed
qed (auto simp: degree_monom_eq smult_monom)
fix x::"'a poly"
assume "x ∈ {monom 1 x |x. x ≤ p}"
then obtain y where "y ≤ p" and "x = monom 1 y" by blast
hence "f x = coeff (∑x∈{monom 1 x |x. x ≤ p}. smult (f x) x) y"
by (auto simp: coeff_sum h'[symmetric])
thus "f x = 0"
using h by auto
qed force
lemma dim_degree: "poly_vs.dim {x. degree x ≤ n} = n + 1"
using poly_vs.dim_eq_card_independent[OF monom_independent]
by (auto simp: monom_span[symmetric] card_image image_Collect[symmetric]
inj_on_def monom_eq_iff')
lemma degree_div:
fixes p q::"('a::idom_divide) poly"
assumes "q dvd p"
shows "degree (p div q) = degree p - degree q" using assms
by (metis (no_types, lifting) add_diff_cancel_left' degree_0 degree_mult_eq
diff_add_zero diff_zero div_by_0 dvd_div_eq_0_iff dvd_mult_div_cancel)
lemma lead_coeff_div:
fixes p q::"('a::{idom_divide, inverse}) poly"
assumes "q dvd p"
shows "lead_coeff (p div q) = lead_coeff p / lead_coeff q" using assms
by (smt (z3) div_by_0 dvd_div_mult_self lead_coeff_mult leading_coeff_0_iff
nonzero_mult_div_cancel_right)
lemma complex_poly_eq:
"r = map_poly of_real (map_poly Re r) + smult i (map_poly of_real (map_poly Im r))"
by (auto simp: poly_eq_iff coeff_map_poly complex_eq)
lemma complex_poly_cong:
"(map_poly Re p = map_poly Re q ∧ map_poly Im p = map_poly Im q) = (p = q)"
by (metis complex_poly_eq)
lemma map_poly_Im_of_real: "map_poly Im (map_poly of_real p) = 0"
by (auto simp: poly_eq_iff coeff_map_poly)
lemma mult_map_poly_imp_map_poly:
assumes "map_poly complex_of_real q = r * map_poly complex_of_real p"
"p ≠ 0"
shows "r = map_poly complex_of_real (map_poly Re r)"
proof -
have h: "Im ∘ (*) i ∘ complex_of_real = id" by fastforce
have "map_poly complex_of_real q = r * map_poly complex_of_real p"
using assms by blast
also have "... = (map_poly of_real (map_poly Re r) +
smult i (map_poly of_real (map_poly Im r))) *
map_poly complex_of_real p"
using complex_poly_eq by fastforce
also have "... = map_poly of_real (map_poly Re r * p) +
smult i (map_poly of_real (map_poly Im r * p))"
by (simp add: mult_poly_add_left)
finally have "map_poly complex_of_real q =
map_poly of_real (map_poly Re r * p) +
smult i (map_poly of_real (map_poly Im r * p))" .
hence "0 = map_poly Im (map_poly of_real (map_poly Re r * p) +
smult i (map_poly of_real (map_poly Im r * p)))"
by (auto simp: complex_poly_cong[symmetric] map_poly_Im_of_real)
also have "... = map_poly of_real (map_poly Im r * p)"
apply (rule poly_eqI)
by (auto simp: coeff_map_poly coeff_mult)
finally have "0 = map_poly complex_of_real (map_poly Im r) *
map_poly complex_of_real p"
by auto
hence "map_poly complex_of_real (map_poly Im r) = 0" using assms by fastforce
thus ?thesis apply (subst complex_poly_eq) by auto
qed
lemma map_poly_dvd:
fixes p q::"real poly"
assumes hdvd: "map_poly complex_of_real p dvd
map_poly complex_of_real q" "q ≠ 0"
shows "p dvd q"
proof -
from hdvd obtain r
where h:"map_poly complex_of_real q = r * map_poly complex_of_real p"
by fastforce
hence "r = map_poly complex_of_real (map_poly Re r)"
using mult_map_poly_imp_map_poly assms by force
hence "map_poly complex_of_real q = map_poly complex_of_real (p * map_poly Re r)"
using h by auto
hence "q = p * map_poly Re r" using of_real_poly_eq_iff by blast
thus "p dvd q" by force
qed
lemma div_poly_eq_0:
fixes p q::"('a::idom_divide) poly"
assumes "q dvd p" "poly (p div q) x = 0" "q ≠ 0"
shows "poly p x = 0"
using assms by fastforce
lemma poly_map_poly_of_real_cnj:
"poly (map_poly of_real p) (cnj z) = cnj (poly (map_poly of_real p) z)"
apply (induction p)
by auto
text ‹
induction rule on real polynomials, if $P \neq 0$ then either $(X-x)|P$ or
(X-z)(X-cnj z)|P$, we induct by dividing by these polynomials.
›
lemma real_poly_roots_induct:
fixes P::"real poly → bool" and p::"real poly"
assumes IH_real: "∧p x. P p ==> P (p * [:-x, 1:])"
and IH_complex: "∧p a b. b ≠ 0 ==> P p
==> P (p * [: a*a + b*b, -2*a, 1 :])"
and H0: "∧a. P [:a:]"
defines "d ≡ degree p"
shows "P p"
using d_def
proof (induction d arbitrary: p rule: less_induct)
fix p::"real poly"
assume IH: "(∧q. degree q < degree p ==> P q)"
show "P p"
proof (cases "0 = degree p")
fix p::"real poly" assume "0 = degree p"
hence "∃ a. p = [:a:]"
by (simp add: degree_0_iff)
thus "P p" using H0 by blast
next
assume hdeg: "0 ≠ degree p"
hence "¬ constant (poly (map_poly of_real p))"
by (metis (no_types, opaque_lifting) constant_def constant_degree of_real_eq_iff of_real_poly_map_poly)
then obtain z::complex where h: "poly (map_poly of_real p) z = 0"
using fundamental_theorem_of_algebra by blast
show "P p"
proof cases
assume "Im z = 0"
hence "z = Re z" by (simp add: complex_is_Real_iff)
moreover have "[:-z, 1:] dvd map_poly of_real p"
using h poly_eq_0_iff_dvd by blast
ultimately have "[:-(Re z), 1:] dvd p"
by (smt (z3) dvd_iff_poly_eq_0 h of_real_0 of_real_eq_iff of_real_poly_map_poly)
hence 2:"P (p div [:-Re z, 1:])"
apply (subst IH)
using hdeg by (auto simp: degree_div)
moreover have 1:"p = (p div [:- Re z, 1:]) * [:-Re z, 1:]"
by (metis ‹[:- Re z, 1:] dvd p› dvd_div_mult_self)
ultimately show "P p"
apply (subst 1)
by (rule IH_real[OF 2])
next
assume "Im z ≠ 0"
hence hcnj: "cnj z ≠ z" by (metis cnj.simps(2) neg_equal_zero)
have h2: "poly (map_poly of_real p) (cnj z) = 0"
using h poly_map_poly_of_real_cnj by force
have "[:-z, 1:] * [:-cnj z, 1:] dvd map_poly of_real p"
proof (rule divides_mult)
have "∧c. c dvd [:-z, 1:] ==> c dvd [:- cnj z, 1:] ==> is_unit c"
proof -
fix c
assume h:"c dvd [:-z, 1:]" hence "degree c ≤ 1" using divides_degree by fastforce
hence "degree c = 0 ∨ degree c = 1" by linarith
thus "c dvd [:- cnj z, 1:] ==> is_unit c"
proof
assume "degree c = 0"
moreover have "c ≠ 0" using h by fastforce
ultimately show "is_unit c" by (simp add: is_unit_iff_degree)
next
assume hdeg: "degree c = 1"
then obtain x where 1:"[:-z, 1:] = x*c" using h by fastforce
hence "degree [:-z, 1:] = degree x + degree c"
by (metis add.inverse_neutral degree_mult_eq mult_cancel_right
mult_poly_0_left pCons_eq_0_iff zero_neq_neg_one)
hence "degree x = 0" using hdeg by auto
then obtain x' where 2: "x = [:x':]" using degree_0_iff by auto
assume "c dvd [:-cnj z, 1:]"
then obtain y where 3: "[:-cnj z, 1:] = y*c" by fastforce
hence "degree [:-cnj z, 1:] = degree y + degree c"
by (metis add.inverse_neutral degree_mult_eq mult_cancel_right
mult_poly_0_left pCons_eq_0_iff zero_neq_neg_one)
hence "degree y = 0" using hdeg by auto
then obtain y' where 4: "y = [:y':]" using degree_0_iff by auto
moreover from hdeg obtain a b where 5:"c = [:a, b:]" and 6: "b ≠ 0"
by (meson degree_eq_oneE)
from 1 2 5 6 have "x' = inverse b" by (auto simp: field_simps)
moreover from 3 4 5 6 have "y' = inverse b" by (auto simp: field_simps)
ultimately have "x = y" using 2 4 by presburger
then have "z = cnj z" using 1 3 by (metis neg_equal_iff_equal pCons_eq_iff)
thus "is_unit c" using hcnj by argo
qed
qed
thus "coprime [:- z, 1:] [:- cnj z, 1:]" by (meson not_coprimeE)
show "[:- z, 1:] dvd map_poly complex_of_real p"
using h poly_eq_0_iff_dvd by auto
show "[:- cnj z, 1:] dvd map_poly complex_of_real p"
using h2 poly_eq_0_iff_dvd by blast
qed
moreover have "[:- z, 1:] * [:- cnj z, 1:] =
map_poly of_real [:Re z*Re z + Im z*Im z, -2*Re z, 1:]"
by (auto simp: complex_eqI)
ultimately have hdvd:
"map_poly complex_of_real [:Re z*Re z + Im z*Im z, -2*Re z, 1:] dvd
map_poly complex_of_real p"
by force
hence "[:Re z*Re z + Im z*Im z, -2*Re z, 1:] dvd p" using map_poly_dvd
by blast
hence 2:"P (p div [:Re z*Re z + Im z*Im z, -2*Re z, 1:])"
apply (subst IH)
using hdeg by (auto simp: degree_div)
moreover have 1:
"p = (p div [:Re z*Re z + Im z*Im z, -2*Re z, 1:]) *
[:Re z*Re z + Im z*Im z, -2*Re z, 1:]"
apply (subst dvd_div_mult_self)
using ‹[:Re z*Re z + Im z*Im z, -2*Re z, 1:] dvd p› by auto
ultimately show "P p"
apply (subst 1)
apply (rule IH_complex[of "Im z" _ "Re z"])
apply (meson ‹Im z ≠ 0›)
by blast
qed
qed
qed
subsection ‹The reciprocal polynomial›
definition reciprocal_poly :: "nat → 'a::zero poly → 'a poly"
where "reciprocal_poly p P =
Poly (rev ((coeffs P) @ (replicate (p - degree P) 0)))"
lemma reciprocal_0: "reciprocal_poly p 0 = 0" by (simp add: reciprocal_poly_def)
lemma reciprocal_1: "reciprocal_poly p 1 = monom 1 p"
by (simp add: reciprocal_poly_def monom_altdef Poly_append)
lemma coeff_reciprocal:
assumes hi: "i ≤ p" and hP: "degree P ≤ p"
shows "coeff (reciprocal_poly p P) i = coeff P (p - i)"
proof cases
assume "i < p - degree P"
hence "degree P < p - i" using hP by linarith
thus "coeff (reciprocal_poly p P) i = coeff P (p - i)"
by (auto simp: reciprocal_poly_def nth_default_append coeff_eq_0)
next
assume h: "¬i < p - degree P"
show "coeff (reciprocal_poly p P) i = coeff P (p - i)"
proof cases
assume "P = 0"
thus "coeff (reciprocal_poly p P) i = coeff P (p - i)"
by (simp add: reciprocal_0)
next
assume hP': "P ≠ 0"
have "degree P ≥ p - i" using h hP by linarith
moreover hence "(i - (p - degree P)) < length (rev (coeffs P))"
using hP' hP hi by (auto simp: length_coeffs)
thus "coeff (reciprocal_poly p P) i = coeff P (p - i)"
by (auto simp: reciprocal_poly_def nth_default_append coeff_eq_0 hP hP'
nth_default_nth rev_nth calculation coeffs_nth length_coeffs_degree)
qed
qed
lemma coeff_reciprocal_less:
assumes hn: "p < i" and hP: "degree P ≤ p"
shows "coeff (reciprocal_poly p P) i = 0"
proof cases
assume "P = 0"
thus ?thesis by (auto simp: reciprocal_0)
next
assume "P ≠ 0"
thus ?thesis
using hn
by (auto simp: reciprocal_poly_def nth_default_append
nth_default_eq_dflt_iff hP length_coeffs)
qed
lemma reciprocal_monom:
assumes "n ≤ p"
shows "reciprocal_poly p (monom a n) = monom a (p-n)"
proof (cases "a=0")
case True
then show ?thesis by (simp add: reciprocal_0)
next
case False
with ‹n≤p› show ?thesis
apply (rule_tac poly_eqI)
by (metis coeff_monom coeff_reciprocal coeff_reciprocal_less
diff_diff_cancel diff_le_self lead_coeff_monom not_le_imp_less)
qed
lemma reciprocal_degree: "reciprocal_poly (degree P) P = reflect_poly P"
by (auto simp add: reciprocal_poly_def reflect_poly_def)
lemma degree_reciprocal:
fixes P :: "('a::zero) poly"
assumes hP: "degree P ≤ p"
shows "degree (reciprocal_poly p P) ≤ p"
proof (auto simp add: reciprocal_poly_def)
have "degree (reciprocal_poly p P) ≤
length (replicate (p - degree P) (0::'a) @ rev (coeffs P))"
by (metis degree_Poly reciprocal_poly_def rev_append rev_replicate)
thus "degree (Poly (replicate (p - degree P) 0 @ rev (coeffs P))) ≤ p"
by (smt Suc_le_mono add_Suc_right coeffs_Poly degree_0 hP le_SucE le_SucI
le_add_diff_inverse2 le_zero_eq length_append length_coeffs_degree
length_replicate length_rev length_strip_while_le reciprocal_0
reciprocal_poly_def rev_append rev_replicate)
qed
lemma reciprocal_0_iff:
assumes hP: "degree P ≤ p"
shows "(reciprocal_poly p P = 0) = (P = 0)"
proof
assume h: "reciprocal_poly p P = 0"
show "P = 0"
proof (rule poly_eqI)
fix n
show "coeff P n = coeff 0 n"
proof cases
assume hn: "n ≤ p"
hence "p - n ≤ p" by auto
hence "coeff (reciprocal_poly p P) (p - n) = coeff P n"
using hP hn by (auto simp: coeff_reciprocal)
thus ?thesis using h by auto
next
assume hn: "¬ n ≤ p"
thus ?thesis using hP by (metis coeff_0 dual_order.trans le_degree)
qed
qed
next
assume "P = 0"
thus "reciprocal_poly p P = 0" using reciprocal_0 by fast
qed
lemma poly_reciprocal:
fixes P::"'a::field poly"
assumes hp: "degree P ≤ p" and hx: "x ≠ 0"
shows "poly (reciprocal_poly p P) x = x^p * (poly P (inverse x))"
proof -
have "poly (reciprocal_poly p P) x
= poly ((Poly ((replicate (p - degree P) 0) @ rev (coeffs P)))) x"
by (auto simp add: hx reflect_poly_def reciprocal_poly_def)
also have "... = poly ((monom 1 (p - degree P)) * (reflect_poly P)) x"
by (auto simp add: reflect_poly_def Poly_append)
also have "... = x^(p - degree P) * x ^ degree P * poly P (inverse x)"
by (auto simp add: poly_reflect_poly_nz poly_monom hx)
also have "... = x^p * poly P (inverse x)"
by (auto simp add: hp power_add[symmetric])
finally show ?thesis .
qed
lemma reciprocal_fcompose:
fixes P::"('a::{ring_char_0,field}) poly"
assumes hP: "degree P ≤ p"
shows "reciprocal_poly p P = monom 1 (p - degree P) * fcompose P 1 [:0, 1:]"
proof (rule poly_eq_by_eval, cases)
fix x::'a
assume hx: "x = 0"
hence "poly (reciprocal_poly p P) x = coeff P p"
using hP by (auto simp: poly_0_coeff_0 coeff_reciprocal)
moreover have "poly (monom 1 (p - degree P)
* fcompose P 1 [:0, 1:]) x = coeff P p"
proof cases
assume "degree P = p"
thus ?thesis
apply (induction P arbitrary: p)
using hx by (auto simp: poly_monom degree_0_iff fcompose_pCons)
next
assume "degree P ≠ p"
hence "degree P < p" using hP by auto
thus ?thesis
using hx by (auto simp: poly_monom coeff_eq_0)
qed
ultimately show "poly (reciprocal_poly p P) x = poly (monom 1 (p - degree P) * fcompose P 1 [:0, 1:]) x"
by presburger
next
fix x::'a assume "x ≠ 0"
thus "poly (reciprocal_poly p P) x =
poly (monom 1 (p - degree P) * fcompose P 1 [:0, 1:]) x"
using hP
by (auto simp: poly_reciprocal poly_fcompose inverse_eq_divide
poly_monom power_diff)
qed
lemma reciprocal_reciprocal:
fixes P :: "'a::{field,ring_char_0} poly"
assumes hP: "degree P ≤ p"
shows "reciprocal_poly p (reciprocal_poly p P) = P"
proof (rule poly_eq_by_eval)
fix x
show "poly (reciprocal_poly p (reciprocal_poly p P)) x = poly P x"
proof cases
assume "x = 0"
thus "poly (reciprocal_poly p (reciprocal_poly p P)) x = poly P x"
using hP
by (auto simp: poly_0_coeff_0 coeff_reciprocal degree_reciprocal)
next
assume hx: "x ≠ 0"
hence "poly (reciprocal_poly p (reciprocal_poly p P)) x
= x ^ p * (inverse x ^ p * poly P x)" using hP
by (auto simp: poly_reciprocal degree_reciprocal)
thus "poly (reciprocal_poly p (reciprocal_poly p P)) x = poly P x"
using hP hx left_right_inverse_power right_inverse by auto
qed
qed
lemma reciprocal_smult:
fixes P :: "'a::idom poly"
assumes h: "degree P ≤ p"
shows "reciprocal_poly p (smult n P) = smult n (reciprocal_poly p P)"
proof cases
assume "n = 0"
thus ?thesis by (auto simp add: reciprocal_poly_def)
next
assume "n ≠ 0"
thus ?thesis
by (auto simp add: reciprocal_poly_def smult_Poly coeffs_smult
rev_map[symmetric])
qed
lemma reciprocal_add:
fixes P Q :: "'a::comm_semiring_0 poly"
assumes "degree P ≤ p" and "degree Q ≤ p"
shows "reciprocal_poly p (P + Q) = reciprocal_poly p P + reciprocal_poly p Q"
(is "?L = ?R")
proof (rule poly_eqI, cases)
fix n
assume "n ≤ p"
then show "coeff ?L n = coeff ?R n"
using assms by (auto simp: degree_add_le coeff_reciprocal)
next
fix n assume "¬n ≤ p"
then show "coeff ?L n = coeff ?R n"
using assms by (auto simp: degree_add_le coeff_reciprocal_less)
qed
lemma reciprocal_diff:
fixes P Q :: "'a::comm_ring poly"
assumes "degree P ≤ p" and "degree Q ≤ p"
shows "reciprocal_poly p (P - Q) = reciprocal_poly p P - reciprocal_poly p Q"
by (metis (no_types, lifting) ab_group_add_class.ab_diff_conv_add_uminus assms
add_diff_cancel degree_add_le degree_minus diff_add_cancel reciprocal_add)
lemma reciprocal_sum:
fixes P :: "'a → 'b::comm_semiring_0 poly"
assumes hP: "∧k. degree (P k) ≤ p"
shows "reciprocal_poly p (∑k∈A. P k) = (∑k∈A. reciprocal_poly p (P k))"
proof (induct A rule: infinite_finite_induct)
case (infinite A)
then show ?case by (simp add: reciprocal_0)
next
case empty
then show ?case by (simp add: reciprocal_0)
next
case (insert x F)
assume "x ∉ F"
and "reciprocal_poly p (sum P F) = (∑k∈F. reciprocal_poly p (P k))"
and "finite F"
moreover hence "reciprocal_poly p (sum P (insert x F))
= reciprocal_poly p (P x) + reciprocal_poly p (sum P F)"
by (auto simp add: reciprocal_add hP degree_sum_le)
ultimately show "reciprocal_poly p (sum P (insert x F))
= (∑k∈insert x F. reciprocal_poly p (P k))"
by (auto simp: Groups_Big.comm_monoid_add_class.sum.insert_if)
qed
lemma reciprocal_mult:
fixes P Q::"'a::{ring_char_0,field} poly"
assumes "degree (P * Q) ≤ p"
and "degree P ≤ p" and "degree Q ≤ p"
shows "monom 1 p * reciprocal_poly p (P * Q) =
reciprocal_poly p P * reciprocal_poly p Q"
proof (cases "P=0 ∨ Q=0")
case True
then show ?thesis using assms(1)
by (auto simp: reciprocal_fcompose fcompose_mult)
next
case False
then show ?thesis
using assms
by (auto simp: degree_mult_eq mult_monom reciprocal_fcompose fcompose_mult)
qed
lemma reciprocal_reflect_poly:
fixes P::"'a::{ring_char_0,field} poly"
assumes hP: "degree P ≤ p"
shows "reciprocal_poly p P = monom 1 (p - degree P) * reflect_poly P"
proof (rule poly_eqI)
fix n
show "coeff (reciprocal_poly p P) n =
coeff (monom 1 (p - degree P) * reflect_poly P) n"
proof cases
assume "n ≤ p"
thus ?thesis using hP
by (auto simp: coeff_reciprocal coeff_monom_mult coeff_reflect_poly coeff_eq_0)
next
assume "¬ n ≤ p"
thus ?thesis using hP
by (auto simp: coeff_reciprocal_less coeff_monom_mult coeff_reflect_poly)
qed
qed
lemma map_poly_reciprocal:
assumes "degree P ≤ p" and "f 0 = 0"
shows "map_poly f (reciprocal_poly p P) = reciprocal_poly p (map_poly f P)"
proof (rule poly_eqI)
fix n
show "coeff (map_poly f (reciprocal_poly p P)) n =
coeff (reciprocal_poly p (map_poly f P)) n"
proof (cases "n≤p")
case True
then show ?thesis
apply (subst coeff_reciprocal[OF True])
subgoal by (meson assms(1) assms(2) degree_map_poly_le le_trans)
by (simp add: assms(1) assms(2) coeff_map_poly coeff_reciprocal)
next
case False
then show ?thesis
by (metis assms(1) assms(2) coeff_map_poly coeff_reciprocal_less
degree_map_poly_le dual_order.trans leI)
qed
qed
subsection ‹More about @{term proots_count}›
lemma proots_count_monom:
assumes "0 ∉ A"
shows "proots_count (monom 1 d) A = 0"
using assms by (auto simp: proots_count_def poly_monom)
lemma proots_count_reciprocal:
fixes P::"'a::{ring_char_0,field} poly"
assumes hP: "degree P ≤ p" and h0: "P ≠ 0" and h0': "0 ∉ A"
shows "proots_count (reciprocal_poly p P) A = proots_count P {x. inverse x ∈ A}"
proof -
have "proots_count (reciprocal_poly p P) A =
proots_count (fcompose P 1 [:0, 1:]) A"
apply (subst reciprocal_fcompose[OF hP], subst proots_count_times)
subgoal using h0 by (metis hP reciprocal_0_iff reciprocal_fcompose)
subgoal using h0' by (auto simp: proots_count_monom)
done
also have "... = proots_count P {x. inverse x ∈ A}"
proof (rule proots_fcompose_bij_eq[symmetric])
show "bij_betw (λx. poly 1 x / poly [:0, 1:] x) A {x. inverse x ∈ A}"
proof (rule bij_betw_imageI)
show "inj_on (λx. poly 1 x / poly [:0, 1:] x) A"
by (simp add: inj_on_def)
show "(λx. poly 1 x / poly [:0, 1:] x) ` A = {x. inverse x ∈ A}"
proof
show "(λx. poly 1 x / poly [:0, 1:] x) ` A ⊆ {x. inverse x ∈ A}"
by force
show "{x. inverse x ∈ A} ⊆ (λx. poly 1 x / poly [:0, 1:] x) ` A"
proof
fix x assume "x ∈ {x::'a. inverse x ∈ A}"
hence "x = poly 1 (inverse x) / poly [:0, 1:] (inverse x) ∧ inverse x ∈ A"
by (auto simp: inverse_eq_divide)
thus "x ∈ (λx. poly 1 x / poly [:0, 1:] x) ` A" by blast
qed
qed
qed
next
show "∀c. 1 ≠ smult c [:0, 1:]"
by (metis coeff_pCons_0 degree_1 lead_coeff_1 pCons_0_0 pcompose_0'
pcompose_smult smult_0_right zero_neq_one)
qed (auto simp: assms infinite_UNIV_char_0)
finally show ?thesis by linarith
qed
lemma proots_count_reciprocal':
fixes P::"real poly"
assumes hP: "degree P ≤ p" and h0: "P ≠ 0"
shows "proots_count P {x. 0 < x ∧ x < 1} =
proots_count (reciprocal_poly p P) {x. 1 < x}"
proof (subst proots_count_reciprocal)
show "proots_count P {x. 0 < x ∧ x < 1} =
proots_count P {x. inverse x ∈ Collect ((<) 1)}"
apply (rule arg_cong[of _ _ "proots_count P"])
using one_less_inverse_iff by fastforce
qed (use assms in auto)
lemma proots_count_pos:
assumes "proots_count P S > 0"
shows "∃x ∈ S. poly P x = 0"
proof (rule ccontr)
assume "¬ (∃x∈S. poly P x = 0)"
hence "∧x. x ∈ S ==> poly P x ≠ 0" by blast
hence "∧x. x ∈ S ==> order x P = 0" using order_0I by blast
hence "proots_count P S = 0" by (force simp: proots_count_def)
thus False using assms by presburger
qed
lemma proots_count_of_root_set:
assumes "P ≠ 0" "R ⊆ S" and "∧x. x∈R ==> poly P x = 0"
shows "proots_count P S ≥ card R"
proof -
have "card R ≤ card (proots_within P S)"
apply (rule card_mono)
subgoal using assms by auto
subgoal using assms(2) assms(3) by (auto simp: proots_within_def)
done
also have "... ≤ proots_count P S"
by (rule card_proots_within_leq[OF assms(1)])
finally show ?thesis .
qed
lemma proots_count_of_root: assumes "P ≠ 0" "x∈S" "poly P x = 0"
shows "proots_count P S > 0"
using proots_count_of_root_set[of P "{x}" S] assms by force
subsection ‹More about @{term changes}›
lemma changes_nonneg: "0 ≤ changes xs"
apply (induction xs rule: changes.induct)
by simp_all
lemma changes_replicate_0: shows "changes (replicate n 0) = 0"
apply (induction n)
by auto
lemma changes_append_replicate_0: "changes (xs @ replicate n 0) = changes xs"
proof (induction xs rule: changes.induct)
case (2 uu)
then show ?case
apply (induction n)
by auto
qed (auto simp: changes_replicate_0)
lemma changes_scale_Cons:
fixes xs:: "real list" assumes hs: "s > 0"
shows "changes (s * x # xs) = changes (x # xs)"
apply (induction xs rule: changes.induct)
using assms by (auto simp: mult_less_0_iff zero_less_mult_iff)
lemma changes_scale:
fixes xs::"('a::linordered_idom) list"
assumes hs: "∧i. i < n ==> s i > 0" and hn: "length xs ≤ n"
shows "changes [s i * (nth_default 0 xs i). i ← [0..<n]] = changes xs"
using assms
proof (induction xs arbitrary: s n rule: changes.induct)
case 1
show ?case by (auto simp: map_replicate_const changes_replicate_0)
next
case (2 uu)
show ?case
proof (cases n)
case 0
then show ?thesis by force
next
case (Suc m)
hence "map (λi. s i * nth_default 0 [uu] i) [0..<n] = [s 0 * uu] @ replicate m 0"
proof (induction m arbitrary: n)
case (Suc m n)
from Suc have "map (λi. s i * nth_default 0 [uu] i) [0..<Suc m] =
[s 0 * uu] @ replicate m 0"
by meson
hence "map (λi. s i * nth_default 0 [uu] i) [0..<n] =
[s 0 * uu] @ replicate m 0 @ [0]"
using Suc by auto
also have "... = [s 0 * uu] @ replicate (Suc m) 0"
by (simp add: replicate_append_same)
finally show ?case .
qed fastforce
then show ?thesis
by (metis changes.simps(2) changes_append_replicate_0)
qed
next
case (3 a b xs s n)
obtain m where hn: "n = m + 2"
using 3(5)
by (metis add_2_eq_Suc' diff_diff_cancel diff_le_self length_Suc_conv
nat_arith.suc1 ordered_cancel_comm_monoid_diff_class.add_diff_inverse)
hence h:
"map (λi. s i * nth_default 0 (a # b # xs) i) [0..<n] =
s 0 * a # s 1 * b # map (λi.
(λ i. s (i+2)) i * nth_default 0 (xs) i) [0..<m]"
apply (induction m arbitrary: n)
by auto
consider (neg)"a*b<0" | (nil)"b=0" | (pos)"¬a*b<0 ∧ ¬b=0" by linarith
then show ?case
proof (cases)
case neg
hence
"changes (map (λi. s i * nth_default 0 (a # b # xs) i) [0..<n]) =
1 + changes (s 1 * b # map (λi. (λ i. s (i+2)) i
* nth_default 0 (xs) i) [0..<m])"
apply (subst h)
using 3(4)[of 0] 3(4)[of 1] hn
by (metis (no_types, lifting) changes.simps(3) mult_less_0_iff pos2
mult_pos_pos one_less_numeral_iff semiring_norm(76) trans_less_add2)
also have
"... = 1 + changes (map (λi. s (Suc i) * nth_default 0 (b # xs) i) [0..<Suc m])"
apply (rule arg_cong[of _ _ "λ x. 1 + changes x"])
apply (induction m)
by auto
also have "... = changes (a # b # xs)"
apply (subst 3(1)[OF neg])
using 3 neg hn by auto
finally show ?thesis .
next
case nil
hence "changes (map (λi. s i * nth_default 0 (a # b # xs) i) [0..<n]) =
changes (s 0 * a # map (λi. (λ i. s (i+2)) i * nth_default 0 (xs) i) [0..<m])"
apply (subst h)
using 3(4)[of 0] 3(4)[of 1] hn
by auto
also have
"... = changes (map
(λi. s (if i = 0 then 0 else Suc i) * nth_default 0 (a # xs) i)
[0..<Suc m])"
apply (rule arg_cong[of _ _ "λ x. changes x"])
apply (induction m)
by auto
also have "... = changes (a # b # xs)"
apply (subst 3(2))
using 3 nil hn by auto
finally show ?thesis .
next
case pos
hence "changes (map (λi. s i * nth_default 0 (a # b # xs) i) [0..<n]) =
changes (s 1 * b # map (λi. (λ i. s (i+2)) i * nth_default 0 (xs) i) [0..<m])"
apply (subst h)
using 3(4)[of 0] 3(4)[of 1] hn
by (metis (no_types, lifting) changes.simps(3) divisors_zero
mult_less_0_iff nat_1_add_1 not_square_less_zero one_less_numeral_iff
semiring_norm(76) trans_less_add2 zero_less_mult_pos zero_less_two)
also have
"... = changes (map (λi. s (Suc i) * nth_default 0 (b # xs) i) [0..<Suc m])"
apply (rule arg_cong[of _ _ "λ x. changes x"])
apply (induction m)
by auto
also have "... = changes (a # b # xs)"
apply (subst 3(3))
using 3 pos hn by auto
finally show ?thesis .
qed
qed
lemma changes_scale_const: fixes xs::"'a::linordered_idom list"
assumes hs: "s ≠ 0"
shows "changes (map ((*) s) xs) = changes xs"
apply (induction xs rule: changes.induct)
apply (simp, force)
using hs by (auto simp: mult_less_0_iff zero_less_mult_iff)
lemma changes_snoc: fixes xs::"'a::linordered_idom list"
shows "changes (xs @ [b, a]) = (if a * b < 0 then 1 + changes (xs @ [b])
else if b = 0 then changes (xs @ [a]) else changes (xs @ [b]))"
apply (induction xs rule: changes.induct)
subgoal by (force simp: mult_less_0_iff)
subgoal by (force simp: mult_less_0_iff)
subgoal by force
done
lemma changes_rev: fixes xs:: "'a::linordered_idom list"
shows "changes (rev xs) = changes xs"
apply (induction xs rule: changes.induct)
by (auto simp: changes_snoc)
lemma changes_rev_about: fixes xs:: "'a::linordered_idom list"
shows "changes (replicate (p - length xs) 0 @ rev xs) = changes xs"
proof (induction p)
case (Suc p)
then show ?case
proof cases
assume "¬Suc p ≤ length xs"
hence "Suc p - length xs = Suc (p - length xs)" by linarith
thus ?case using Suc.IH changes_rev by auto
qed (auto simp: changes_rev)
qed (auto simp: changes_rev)
lemma changes_add_between:
assumes "a ≤ x" and "x ≤ b"
shows "changes (as @ [a, b] @ bs) = changes (as @ [a, x, b] @ bs)"
proof (induction as rule: changes.induct)
case 1
then show ?case using assms
apply (induction bs)
by (auto simp: mult_less_0_iff)
next
case (2 c)
then show ?case
apply (induction bs)
using assms by (auto simp: mult_less_0_iff)
next
case (3 y z as)
then show ?case
using assms by (auto simp: mult_less_0_iff)
qed
lemma changes_all_nonneg: assumes "∧i. nth_default 0 xs i ≥ 0" shows "changes xs = 0"
using assms
proof (induction xs rule: changes.induct)
case (3 x1 x2 xs)
moreover assume "(∧i. 0 ≤ nth_default 0 (x1 # x2 # xs) i)"
moreover hence "(∧i. 0 ≤ nth_default 0 (x1 # xs) i)"
and "(∧i. 0 ≤ nth_default 0 (x2 # xs) i)"
and "x1 * x2 ≥ 0"
proof -
fix i
assume h:"(∧i. 0 ≤ nth_default 0 (x1 # x2 # xs) i)"
show "0 ≤ nth_default 0 (x1 # xs) i"
proof (cases i)
case 0
then show ?thesis using h[of 0] by force
next
case (Suc nat)
then show ?thesis using h[of "Suc (Suc nat)"] by force
qed
show "0 ≤ nth_default 0 (x2 # xs) i" using h[of "Suc i"] by simp
show "x1*x2 ≥ 0" using h[of 0] h[of 1] by simp
qed
ultimately show ?case by auto
qed auto
lemma changes_pCons: "changes (coeffs (pCons 0 f)) = changes (coeffs f)"
by (auto simp: cCons_def)
lemma changes_increasing:
assumes "∧i. i < length xs - 1 ==> xs ! (i + 1) ≥ xs ! i"
and "length xs > 1"
and "hd xs < 0"
and "last xs > 0"
shows "changes xs = 1"
using assms
proof (induction xs rule:changes.induct)
case (3 x y xs)
consider (neg)"x*y<0" | (nil)"y=0" | (pos)"¬x*y<0 ∧ ¬y=0" by linarith
then show ?case
proof cases
case neg
have "changes (y # xs) = 0"
proof (rule changes_all_nonneg)
fix i
show "0 ≤ nth_default 0 (y # xs) i"
proof (cases "i < length (y # xs)")
case True
then show ?thesis using 3(4)[of i]
apply (induction i)
subgoal using 3(6) neg by (fastforce simp: mult_less_0_iff)
subgoal using 3(4) by (auto simp: nth_default_def)
done
next
case False
then show ?thesis by (simp add: nth_default_def)
qed
qed
thus "changes (x # y # xs) = 1"
using neg by force
next
case nil
hence "xs ≠ []" using 3(7) by force
have h: "∧i. i < length (x # xs) - 1 ==> (x # xs) ! i ≤ (x # xs) ! (i + 1)"
proof -
fix i assume "i < length (x # xs) - 1"
thus "(x # xs) ! i ≤ (x # xs) ! (i + 1)"
apply (cases "i = 0")
subgoal using 3(4)[of 0] 3(4)[of 1] ‹xs ≠ []› by force
using 3(4)[of "i+1"] by simp
qed
have "changes (x # xs) = 1"
apply (rule 3(2))
using nil h ‹xs ≠ []› 3(6) 3(7) by auto
thus ?thesis
using nil by force
next
case pos
hence "xs ≠ []" using 3(6) 3(7) by (fastforce simp: mult_less_0_iff)
have "changes (y # xs) = 1"
proof (rule 3(3))
show "¬ x * y < 0" "y ≠ 0"
using pos by auto
show "∧i. i < length (y # xs) - 1
==> (y # xs) ! i ≤ (y # xs) ! (i + 1)"
using 3(4) by force
show "1 < length (y # xs)"
using ‹xs ≠ []› by force
show "hd (y # xs) < 0"
using 3(6) pos by (force simp: mult_less_0_iff)
show "0 < last (y # xs)"
using 3(7) by force
qed
thus ?thesis using pos by auto
qed
qed auto
end
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